The Foreign Corrupt Practices Act Handbook. Second edition

Index

• Preliminary sections
• Contents
• Preface
• Introduction to the Second Edition
• Foreign corrupt practices act overview
• The FCPA's expansive jurisdiction
• Anti-bribery conventions and global law enforcement efforts
• Board of directors and management responsibilities
• Transaction issues and considerations
• Gifts, travel, lodging, and entertainment
• Charitable donations and political contributions
• Conducting a foreign corrupt practices act investigation
• Defending an FCPA investigation
• SEC enforcement actions and DOJ prosecutions
• The United Kingdom Bribery Act 2010
• Appendices
• APPENDIX 1. United States foreign corrupt practices act (nov. 10, 1998)
• APPENDIX 2. OECD convention on combatting bribery of foreign public officials in international business transactions
• APPENDIX 3. U.K. Bribery Act 2010 and explanatory notes (2010)
• APPENDIX 4. U.S. Department of Justice lay-person's guide to FCPA
• APPENDIX 5. DOJ FCPA opinion releases index
• APPENDIX 6. FCPA acquisition due diligence checklist
• APPENDIX 7. American College of Trial Lawyers' recommended practices for companies and their counsel in conducting internal investigations (february 2008)
• APPENDIX 8. Title 9, chapter 9-28.000 principles of federal prosecution of business organizations (U.S. Department of Justice)
• APPENDIX 9. Morford memorandum on monitors
• APPENDIX 10. Report of investigation pursuant to section 21(a) of the securities exchange act of 1934 and commission statement on the relationship of cooperation to agency enforcement decisions (exchange act release no. 44969, accounting and auditing enforcement release no. 1470, october 23, 2001) ('cooperation statement') (seaboard opinion)
• APPENDIX 11. United States sentencing guidelines: effective compliance and ethics programs
• APPENDIX 12. SEC policy statement concerning cooperation by individuals in its investigations and related enforcement actions
• APPENDIX 13. A proposal for a United States Department of Justice foreign corrupt practices act leniency policy (Robert W. Tarun and Peter P. Tomczak), excerpted from a law review article first published in 47 am. crim. l. rev 153 (2010)
• APPENDIX 14. Final whistleblower rules pursuant to section 922 of the Dodd-Frank wall street reform and consumer protection act (may 25, 2011)
• APPENDIX 15. U.K. Bribery Act guidance (march 31, 2011)
• APPENDIX 16. Transparency international, U.K. anti-bribery guidance for transactions:guidance for anti-bribery due diligence in mergers, acquisitions andinvestments: consultation draft report published july 2011
• APPENDIX 17. Useful anti-corruption websites
• Table of cases
• Index
• About the author