Developing a Patent Strategy and Patent Engineering

AuthorDonald S. Rimai
ProfessionRecently retired from Eastman Kodak, where he worked as a researcher and intellectual property manager in digital printing and adhesion science
Pages33-58
33
Most companies today, from small start-ups to major corporations , realize
that there is real money in intellectual property . High pro le cases such
as Apple s suits against Samsung and Google have made it very obvious
that there can be just as much pro t , if not more, in enforcing patents as
in making the product. Because of this, there has been great emphasis on
applying for and obtaining patents, with companies scrambling to increase
their holdings.
is surge in patent popularity has made it very clear which companies
understand the real value of their intellectual property and which ones do
not. Adding confusion to the mix is the reality that all of us are competing
on a global level; the moment you introduce a great product, competition
will spring up throughout the world, o en in countries with substantially
lower taxes, labor costs, and less government regulation than the United
States .
A single U.S. patent will not protect you if a company in Korea decides
to copy your technology and sell the resulting product throughout China
and India . For many business owners , deciding which patents to pursue
3
Developing a Patent Strategy
and Patent Engineering
34 Patent Engineering
and which to leave on the shelf seems harder than inventing the technol-
ogy in the  rst place. Your business only has so much capital —how do
you go about formulating and executing a patent strategy that will yield a
high value portfolio without bankrupting your company? Let us  rst dis-
cuss  ve patent strategies that, although all too frequently used, generally
result in weak portfolios and simply burden your company with unneces-
sary expenses .
Five Patent Strategies
A single patent is analogous to a rock tossed into a stream.  e water in the
stream may be diverted around the rock. In some instances the water may
even  ow over the rock instead of being diverted. If the  ow of water is to
be stopped or controlled, it is necessary to use many rocks to build a dam.
A single rock, no matter how large, will not stop the stream from  owing.
It is the same situation with patents .
A single patent may force competitors to seek other ways around your
technology , but it will not stop them from introducing competitive tech-
nology . In some instances, they may even patent important enabling
technology * that prevents your company from practicing your invention ,
forcing your company to grant patent rights and even pay licensing fees
much the way that the water can  ow over the individual rock, rather than
being diverted around it.
e only way to prevent this from occurring is to develop a su ciently
strong patent portfolio that allows you to own the entire problem , rather
than simply a speci c solution to a problem.
Absent that ability, your company needs to own enough of the problem
so that your competitors must negotiate favorable patent exchange agree-
ments with you if they are to participate in this market.  is is akin to
the patent portfolio s that were previously discussed with respect to the
O2 sensor . In that instance, no individual company owns the entire prob-
lem, but, rather, companies own enough of the problem to allow them to
produce automobiles.  ose that do not are forced to buy sensors from
companies such as Bosch , paying the price that Bosch wishes to charge.
ey may also have to buy the other components and so ware related to
* Enabling technology di ers from the fundamental technology that encompasses a
product. Rather, enabling technologies comprise the solutions to the problems that would
pose obstacles towards the ability to practice or commercialize the fundamental invention .

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