Wrapped in Silence: Psychotherapists and Confidentiality in the Courtroom

DOI10.1177/0306624X00441004
Published date01 February 2000
AuthorBrigitte Schmidl-Mohl,Elisabeth Wagner,Brigitte Schmid-Siegel,Karin Gutiérrez-Lobos
Date01 February 2000
Subject MatterJournal Article
InternationalJournalofOffenderTherapy and Comparative Criminology
PsychotherapistsandConfidentiality
Wrapped in Silence: Psychotherapists
and Confidentiality in the Courtroom
Karin Gutiérrez-Lobos
Elisabeth Wagner
Brigitte Schmidl-Mohl
Brigitte Schmid-Siegel
Abstract:The impactof theAustrian PsychotherapyAct, which,in contrastto legalprovisions
in the United States, does not providefor any exceptions to breach confidentiality,is compared
with the effectsof U.S. law on dealing with confidentiality. The authors investigated the impact
of this law in light of threecommon situations in psychotherapy that may jeopardize strict con-
fidentiality:treating potentiallydangerous patients,givingtestimony,and servingas apsycho-
therapist in prison. Under the strict provisions of the Austrian PsychotherapyAct, a breach
may be excusable in the case of a highly probabledanger, but Austrian psychotherapists can-
not be obliged to serve as witnesses or an experts in civil or criminal cases, as American psy-
chotherapists can. Psychotherapy in prison, whererelease is contingent on the success of the
therapy and the divulging of information could be in the interests of the patient as well as the
court and the public, requires a modifieddealing with confidentiality.
Almost a century ago, Freud (1905/1971) pointed out the importance of the thera-
pist’s duty of discretion about the insights emerging from access to the uncon-
scious. Since then, privacy and confidentiality havebeen the cornerstones of the
psychotherapeutic relationship (e.g., Dubey, 1974; Greenson, 1988; Helmchen,
1998; Plaut, 1974; Sands, Hinnefeld, Rowers, & Higuchi, 1997; Shuman, Weiner, &
Pinard, 1986) and an essential requirement within the therapeutic process. Psy-
chotherapists have ethical and legal obligations to keep their patients’ secrets
(Smith, 1986). Patients usually expect confidentiality (McGuire, Tial, & Blau,
1985; Schmid, Appelbaum, Roth, & Lidz, 1983; Weiss, 1982) and would react
negatively to breaches (Van de Creek, Miars, & Herzog 1987). “When entering
into a therapeutic relationship, patients relinquish their personal feelings,
thoughts and beliefs in exchange for the prospect of therapeutic understanding
and assistance” (Smith-Bell & Winslade, 1994, p. 183). The disclosure of per-
sonal information makes them vulnerable to harm if third parties gain access to
such information. Even courts have acknowledged the importance of confidenti-
ality for psychotherapy to be effective: “The mere possibility of the disclosure of
facts, emotions, memories, and fears, i.e. of confidential communications, may
impede development of the relationship necessary for successful treatment”
(Jaffe v. Redmond, 1996, quoting United States v. Trammel, 1980).
International Journal of Offender Therapy and ComparativeCriminology, 44(1), 2000 33-45
2000 Sage Publications, Inc.
33

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