The LSI-R and the Compas

AuthorTracy L. Fass,Kirk Heilbrun,Ralph Fretz,David DeMatteo
DOI10.1177/0093854808320497
Published date01 September 2008
Date01 September 2008
Subject MatterArticles
THE LSI-R AND THE COMPAS
Validation Data on Two Risk-Needs Tools
TRACY L. FASS
Drexel University and Villanova Law School
KIRK HEILBRUN
DAVID DEMATTEO
Drexel University
RALPH FRETZ
Community Education Centers, Inc.
Over the past two decades, the role of risk-needs assessment in the criminal justice system has increased substantially. This
study provides validation data on the Level of Service Inventory–Revised (LSI-R) and the Correctional Offender Management
Profiling for Alternative Sanctions (COMPAS) using a large male cohort (N =975) with a substantial proportion of ethnic
minority offenders. In comparing the predictive validity of these tools,the authors employed a retrospective, archival, known-
groups design to study outcomes of offenders released into the community from New Jersey prisons between 1999 and 2002,
with a postrelease outcome period of 12 months. The results indicate that both the LSI-R composite score and the COMPAS
recidivism score have inconsistent validity when tested on different ethnic/racial populations. Furthermore, the results sug-
gest that different ethnic/racial groups have varying risk and needs factors that predict recidivism.
Keywords: risk; recidivism; risk-needs tools; LSI-R; COMPAS
Actuarial risk-needs assessment tools have become increasingly important in the field
of criminal justice (Andrews & Bonta, 2003; Holsinger, Lowenkamp, & Latessa,
2006). Previously, the risk assessment of offenders incorporated professional judgment to
a large extent (Andrews & Bonta, 2003; Holsinger et al., 2006). Over the past two decades,
however, researchers have developed a number of empirically based risk assessment and
classification tools (Andrews & Bonta, 2003). These tools are used with increasing fre-
quency and have become an integral part of many correctional interventions (Holsinger
et al., 2006; Whiteacre, 2006).
Bonta (1996) described three generations of risk assessment instruments. The first gen-
eration involved assessment conducted through an unstructured or semistructured inter-
view, based largely on the assessor’s experience and qualitative observations, which may
involve gathering information with regard to relevant criminogenic variables (Holsinger
et al., 2006). Second-generation assessments are empirically based risk instruments that use
risk factors empirically related to future antisocial behavior. However, these assessments
use primarily static risk factors and yield little information on rehabilitation needs. Third-
generation assessments are also empirically based but incorporate both static and dynamic
1095
CRIMINAL JUSTICE AND BEHAVIOR, Vol. 35 No. 9, September 2008 1095-1108
DOI: 10.1177/0093854808320497
© 2008 International Association for Correctional and Forensic Psychology
AUTHORS’ NOTE: Please address correspondence to Kirk Heilbrun, Department of Psychology, Drexel
University, MS 626, 245 N. 15th Street, Philadelphia, PA 19102; e-mail: kirk.heilbrun@drexel.edu.

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