The role of gender in a structured sentencing system: equal treatment, policy choices, and the sentencing of female offenders under the United States sentencing guidelines.
Author | Nagel, Ilene H. |
Position | Symposium: Gender Issues and the Criminal Law |
INTRODUCTION
Historically, female offenders have been at the margins of the criminal justice system. Theories of criminal behavior, as well as studies of arrest, pre-trial, prosecution, and sentencing outcomes, have tended to focus on patterns of criminality derived from studying male offenders.(1) This does not reflect a lack of interest in female offenders, but rather the empirical fact that the vast majority of criminal offenders, especially violent criminal offenders, have been male.(2) In other words, the traditional preoccupation of theorists, researchers, and criminal justice professionals with male offenders derives from the gender-skewed demographics of criminal behavior.
Recently, however, the combination of the women's rights movement, the rise of feminist scholarship, and the noted increase in female criminality,(3) has begun to reverse this long-standing neglect of female criminality and inattention to the outcome of decisions involving females in the criminal justice system. And, "a rich and complex literature . . . devoted to the issues of gender and crime" has emerged.(4) A good deal of this literature examines the treatment of women by key criminal justice decisionmakers, such as police, prosecutors, and judges. One commonly tested hypothesis is that when these decision-makers are free to exercise discretion, they systematically favor female offenders over similarly situated male offenders.(5) This pattern of gender-based leniency is particularly evident at the sentencing phase. Female offenders tend to benefit at sentencing from what many presume to be a benign form of reverse discrimination.(6)
Despite the recency of the "women and crime' literature, it may describe sentencing patterns that no longer exist. Much of the research contained in these works is based on data collected in the 1960s and 1970s. In the 1980s, however, significant efforts were made to reform sentencing systems at both the state and federal levels. These reforms were designed to substantially reduce judicial sentencing discretion, to reduce unwarranted sentencing disparities, and to reduce race, gender, and class discrimination. Moreover, these reforms, at least at the federal level, shifted the focus of sentencing from "offender" characteristics, such as family and community ties, education, and employment, to "offense" characteristics and the offender's criminal history.(7) If successful, these reforms will reduce the favorable treatment previously afforded female offenders, by increasing both their incarceration rate and the length of their sentences.
One desired effect of these sweeping efforts at sentencing reform was to increase the visibility of policy choices underlying sentencing decisions.(8) As a result, many issues with potentially significant impact on female offenders, previously obscured by a system of unfettered and unreviewed discretionary sentencing, are now ripe for revisitation and debate. These issues include whether a convicted offender's pregnancy or child care responsibilities should affect the type and length of her sentence; whether courts should consider evidence of psychological coercion that does not rise to the level of a complete defense; and whether courts should consider the offender's emotional condition or the offender's role in the offense. While these issues are relevant to all offenders, some authorities believe that they have more, or at least potentially different, relevance for female offenders. These highly complex policy issues raise difficult questions for feminists, who must balance theories of criminal justice against theories of gender equality. Furthermore, people disagree about how to define gender justice and about how to achieve it.
This article explores some of these issues through an analysis of the impact of federal sentencing reform on the sentencing of female offenders. It begins with an examination of the literature analyzing the sentencing of female offenders under the indeterminate, rehabilitative approach which prevailed before the adoption of the Sentencing Reform Act of 1984.(9)
Section I discusses the efforts of Congress and the United States Sentencing Commission, as directed by Congress, to implement facially neutral sentencing guidelines, in order to reduce unwarranted sentencing disparity and eliminate the sentencing impact of extralegal factors such as the offender's race, gender, and socioeconomic status. The implications of the Sentencing Reform Act's goal of gender, neutrality are examined in light of the broader debate about "equal treatment" versus "special treatment" that has engaged feminist scholars in other areas of the law.
Section II focuses on several issues in the federal guidelines sentencing scheme that are of special concern to women, because of the potential for a disparate gender-based impact. These issues include pregnancy, single parenthood, coercion, dominance, and the offender's role in the offense.
Finally, Section III contains an empirical review of the sentencing of female offenders under the federal sentencing guidelines. In an effort to assess the impact of guidelines on traditional patterns of lenient treatment of female offenders, this section examines United States Sentencing Commission data on the sentencing patterns for females convicted in any of three offense categories: drug trafficking, embezzlement, and larceny.
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Differential Sentencing of Women in the Pre-Guidelines Era
Throughout much of the twentieth century, society viewed rehabilitation as the primary purpose of incarceration.(10) The dominance of the rehabilitative ideal is reflected in Justice Black's majority opinion in Williams v. New York,(11) in which he explained that "[r]etribution is no longer the dominant objective of the criminal law. Reformation and rehabilitation of offenders have become important goals of criminal jurisprudence."(12) This focus on rehabilitation required a concomitant emphasis on the personal characteristics of the offender: "a prevalent modern philosophy of penology [is] that the punishment should fit the offender and not merely the crime. The belief no longer prevails that every offense in a like legal category calls for an identical punishment without regard to the past life and habits of a particular offender."(13)
Williams reflected the prevailing philosophy not only of the courts, but of criminology experts, and the public as well.(14) The influence of the rehabilitative ideal is evinced by the adoption, throughout this century, of a number of of criminal justice reforms designed to replace fixed punishments with more flexible, offender-oriented sentencing.(15)
The focus of rehabilitative sentencing is the offender's need for treatment. Those adhering to this approach view the sentence as the instrument of that treatment. Accordingly, they believe that the sentence should promote the offender's rehabilitation, and not merely reflect the nature of the crime committed.(16) This assessment, often analogized to a doctor's diagnosis and treatment of a patient's disease, requires tremendous flexibility for the sentencer to "individualize" the sentence to best promote the offender's rehabilitation. As Justice Black explained: "[h]ighly relevant -- if not essential -- to [the judge's] selection of an appropriate sentence is the possession of the fullest information possible concerning the defendant's life and characteristics."(17)
The discretionary nature of this sentencing system led to the emergence of unwarranted disparities in the sentencing of offenders convicted of similar offenses, and possessing similar criminal histories. This disparity arose largely because of differences in judicial values, attitudes, and sentencing philosophy. As Willard Gaylin concluded:
each [judge] has a point of view, a set of standards and values, a bias, if you will, which will color, influence, and direct the nature of his verdicts independently of the specific condition of the criminal being charged....
. . . . These sets of values constitute bias in a non-pejorative sense -- but bias nonetheless, and a bias that will influence equity and fairness in exactly the same way as naked bigotry does.(18)
Further, the lack of standards governing judges' sentencing decisions created a risk that they would be inappropriately influenced by offender attributes such as race, gender, age, and socioeconomic status.(19) The impact of these extralegal factors on sentencing generated considerable interest in the 1970s and 1980s.(20) While race bias generated the most research, some empirical analyses focused on questions of gender. Research examined whether courts treated female offenders differently than male offenders at the sentencing stage and whether those differences reflected different criminal conduct by males and females, or a preference for leniency toward women which was unrelated to the offense.(21) The results consistently revealed that adult female offenders receive more favorable sentences than similarly situated male offenders.(22)
This preferential treatment is most pronounced with respect to the decision of whether or not to incarcerate the offender. Women are more likely than similarly situated men to receive suspended sentences or probation. However, there is less disparity in the term of incarceration, particularly for serious offenses involving lengthy sentences.(23)
This pattern is subject to some caveats. Commentators have criticized studies reporting a gender impact in sentencing. Some have pointed to the methodological limitations, such as the failure to control adequately for offense seriousness and prior record;(24) others have noted that the small number of cases and offenses analyzed in those studies limit available analytic techniques, as well as the generalizability of the findings.(25) Moreover, studies of gender and sentencing have not been unanimous in finding statistically significant differences between...
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