Section 44 False or Misleading Registration Statements
| Library | Bus Trans 2005 |
Section 11, 15 U.S.C. § 77k, of the 1933 Act establishes civil penalties for false registration statements. A § 11 claim can be asserted against:
- the issuer
- the underwriters
- any member of the board of directors of the issuer at the time of the offering
- officers of the company who sign the registration...
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