SEC sets date for auditors of non-public broker dealers.
Position | Public Company Accounting Oversight Board; Securities and Exchange Commission - Brief Article |
The SEC recently set Jan. 1, 2005 as the date for auditors of non-public broker-dealers to register with the PCAOB.
In the release, the SEC said "application of registration requirements and procedures to auditors of non-public broker-dealers is still being considered," meaning that the 2005 registration date may be changed.
Privately held broker-dealers can...
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