Racial Discrimination and Street‐Level Managers: Performance, Publicness, and Group Bias
Published date | 01 November 2021 |
Author | Zachary W. Oberfield,Matthew B. Incantalupo |
Date | 01 November 2021 |
DOI | http://doi.org/10.1111/puar.13376 |
Research Article
Racial Discrimination and Street-Level Managers: Performance, Publicness, and Group Bias 1055
Abstract: This article broadens our understanding of street-level governance by examining how citizen performance,
organizational publicness, and group bias moderate racial discrimination among street-level managers (SLMs). We
examine this topic with an experiment in which we requested enrollment information from public and charter school
principals while randomly assigning a putative student’s race and ability. As expected, SLMs discriminated based
on race, and positive performance information mitigated this discrimination. Surprisingly, negative performance
information also reduced discrimination. Turning to publicness, we find no evidence that less public organizations
(charter schools) exacerbated anti-Black discrimination. Finally, we show that White SLMs discriminated against
Black citizens. However, Black SLMs worked in more administratively difficult settings and, perhaps as a result,
responded at lower rates; thus, Black citizens were equally likely to receive responses from White and Black SLMs.
Therefore, improving access to public agencies may require representativeness and support for SLMs working in
challenging organizational environments.
Evidence for Practice
• Antiracist efforts need to start at the top: Ensuring equal access to public services requires reckoning with
bias among street-level managers.
• When public servants get more individualized information about citizens, they may be less likely to default
to traditional group stereotypes.
• Access to public services may be conditioned by the interplay of citizens’ and bureaucrats’ identities. Public
organizations should strategize about concrete steps they can take to reduce group bias, like implicit bias
training and antiracist hiring practices. In addition, when minority administrators are hired to difficult posts,
they need to be supported so that they can better serve disadvantaged populations.
• Using less public forms of organization to deliver public services may not increase racial discrimination.
Recent audit studies reveal disconcerting
evidence of racial and ethnic discrimination
in public agencies (Einstein and Glick 2017;
Giulietti, Tonin, and Vlassopoulos 2019; Jilke, Van
Dooren, and Rys 2018; Olsen, Kyhse-Andersen, and
Moynihan 2020; White, Nathan, and Faller 2015).
This article contributes to our understanding of
this problem in two ways. First, to date, most
studies in this literature have focused on street-level
bureaucrats (SLBs), the front-line employees who
meet directly with citizens1 and implement public
policy (Lipsky 1980). Although SLBs play a crucial
role in governing access to public services, we know
little about racial discrimination among street-
level managers (SLMs), the leaders or executives of
street-level organizations (Gassner and Gofen 2018).
Scholars have traditionally portrayed SLMs as
marginal to street-level governance (Lipsky 1980);
however, recent works indicate that they play an
underappreciated role in determining citizen access to
public services. As such, we study racial discrimination
among SLMs.
Second, although we have evidence of racial
discrimination in public agencies, few studies have
asked about the factors that moderate discrimination.
Therefore, we have little understanding of what can
be done to mitigate this problem. In response, this
article examines three potential moderators of racial
discrimination: citizen performance, organizational
publicness, and group bias. By studying whether these
factors exacerbate or mitigate racial discrimination,
this article improves our understanding of street-
level organizations and identifies practical steps
organizations can take to reduce biased behavior
(Nagtegaal et al. 2020).
To make these contributions, this article presents
findings from an audit study of a nationally
representative sample of U.S. public high school
Racial Discrimination and Street-Level Managers:
Performance, Publicness, and Group Bias
Zachary W. Oberfield Matthew B. Incantalupo
Haverford College Yeshiva University
Matthew B. Incantalupo is an
Assistant Professor of Political Science at
Yeshiva University. His research interests
include political behavior, inequality, and
experimental methods. He is a coauthor
of
Elite-led Mobilization and Gay Rights:
Dispelling the Myth of Mass Opinion
Backlash
, University of Michigan Press.
Email: matthew.incantalupo@yu.edu
Zachary W. Oberfield is a Professor
of Political Science at Haverford College.
His research interests include education,
leadership, and street-level bureaucracy.
He is the author of two books:
Are
Charters Different? Public Education,
Teachers, and the Charter School Debate
,
Harvard Education Press, and
Becoming
Bureaucrats: Socialization at the Front
Lines of Government Service
, University of
Pennsylvania Press.
Email: zoberfie@haverford.edu
Public Administration Review,
Vol. 81, Iss. 6, pp. 1055–1070. © 2021 by
The American Society for Public Administration.
DOI: 10.1111/puar.13376.
1056 Public Administration Review • November | Decemb er 2021
principals. In the experiment, we requested enrollment information
while randomly assigning the ability (low ability, high ability, or no
mention of ability) and race (Black or White) of a putative student.
Our outcome of interest is whether the principal responded to the
inquiry within 30 days.
Public schools are generally required by law to serve all students
residing in their geographic districts. Nevertheless, there is a
variety of practices schools can enact to impede student access
(Ravitch 2013). In addition, school officials may hinder access
by unconsciously discriminating between citizens (Fiske 1998).
Whatever the reason, failing to respond to a request for enrollment
information imposes an administrative burden on citizens,
who must seek out such information elsewhere (Herd and
Moynihan 2018). These burdens are particularly onerous for
members of marginalized communities who have fewer resources
to overcome them. In addition, nonresponsiveness may indicate to
citizens that government organizations do not work and that they
are not valued members of the polity (Soss 1999).
To examine how publicness moderates racial discrimination, our
sample includes public district schools (hereafter “district schools”),
which are publicly funded and operated, and public charter schools
(hereafter “charter schools”), which are publicly funded and
privately operated. Charter schools are theorized as “less public”
relative to district schools (Oberfield 2017). As some research
suggests that less public organizations discriminate more (Bergman
and McFarlin 2018; Jilke, Van Dooren, and Rys 2018), comparing
district and charter schools enables us to examine how publicness
is related to racial discrimination. By collecting demographic
information about principals, we observe whether group bias
moderated racial discrimination; put differently, we examine
whether Black and White principals responded at similar rates to
the Black and White student treatments.
Our article proceeds as follows. First, we consider the role that
SLMs play in determining access to public services. Second, we
discuss why SLMs may discriminate based on race and review the
racial discrimination audit literature. Third, we argue that citizen
performance, organizational publicness, and group bias may
moderate racial discrimination. Fourth, we discuss the details of
our experiment and our approach to analyzing our data. Fifth, we
present and discuss our findings.
Our results reveal that principals responded at lower rates to
Black students and that our ability cues, which we interpret as
performance treatments, moderated anti-Black discrimination.
In the absence of ability information, principals discriminated
against Black students; when we indicated that Black students were
high ability, this effect disappeared. Surprisingly, the low-ability
cue also reduced anti-Black discrimination: Even when principals
were presented with ostensibly negative performance information,
they were less likely to discriminate against Black students. Our
examination of publicness also reveals different results than we
expected. We show no evidence of anti-Black discrimination
in charter schools; rather, although not at the level of statistical
significance (p = .054), we reveal suggestive evidence of higher levels
of anti-Black discrimination in district schools. However, because
district school principals responded at somewhat higher rates than
charter school principals, Black students were equally likely to
receive a response from charter and district principals.
Finally, we show that White principals were less likely to respond
to Black students. This suggests that group bias is a significant
moderator of racial discrimination. However, Black principals
worked in more administratively difficult settings and, perhaps as a
result, responded at lower rates on average. As such, Black students
were equally likely to receive a response from White and Black
principals. This complicates the connection between representative
bureaucracy and access to public service and highlights the
importance of supporting administrators assigned to difficult posts.
We conclude the article by considering the practical and theoretical
implications of these findings.
SLMs and Access to Public Services
Since Lipsky’s (1980) pathbreaking work, most street-level bureaucracy
studies have examined the agents at the front lines of government,
SLBs, rather than their superiors, SLMs. This trend was influenced
by implementation studies in the 1970s, which saw official policy
as disconnected from front-line practice and a growing desire to
understand public services from the “bottom-up” (Pressman and
Wildavsky 1973). SLMs also fell from view because Lipsky (1980, 50)
portrayed them as distant and relatively constrained in shaping front-
line practice. In large part, scholars that followed Lipsky reflected and
amplified this view (Brehm and Gates 1997; Brodkin 1997; Maynard-
Moody and Musheno 2003; Oberfield 2014; Riccucci 2005).
Recently, however, studies have begun to question this perspective,
suggesting that street-level supervisors and leaders play a more
important role in the provision of public services than those
traditionally recognized (Hupe and Keiser 2019). For example,
Gassner and Gofen (2018) argue that SLMs serve several key functions
for street-level organizations, including translating formal policy into
practice, adapting arrangements to solve implementation problems,
and articulating street-level information upward to policy makers.
May and Winter (2009) find that SLBs’ responses to policy reforms
were guided by various forces, including the amount of supervision
and degree of delegation from managers. They interpret their results as
indicating that “management matters,” even in street-level bureaucracy.
Even Lipsky (2010, 212), in the thirtieth anniversary edition of his
book, reflects this evolving consensus, noting that the behavior of
managers influences access to public services.
As scholars have refocused on SLMs, they have noted that they
have a different vantage point and set of incentives relative to SLBs
(Gassner and Gofen 2018). Most importantly, while SLBs are
judged on their individual performance, SLMs are assessed on how
their organizations perform. In other words, SLMs are accountable
for the achievement of organization-wide goals. This difference has
implications for how SLMs behave—for example, they are more
likely than SLBs to be concerned with organizational performance
as a whole—and makes them an important group to study. We
elaborate on the implications of this positioning below when we
consider how SLMs respond to performance pressures.
Exploring SLM Racial Discrimination
If SLMs help determine access to public services and are
incentivized to focus on their organization’s performance, how
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