Procedural Justice, Perceived Legitimacy, and Reoffending Behavior: In Police and Court Setting

Published date01 December 2023
DOIhttp://doi.org/10.1177/00938548231206833
AuthorMatthias van Hall,Anja J. E. Dirkzwager,Peter H. Van der Laan,Paul Nieuwbeerta
Date01 December 2023
Subject MatterArticles
CRIMINAL JUSTICE AND BEHAVIOR, 2023, Vol. 50, No. 12, December 2023, 1874 –1892.
DOI: https://doi.org/10.1177/00938548231206833
Article reuse guidelines: sagepub.com/journals-permissions
© 2023 International Association for Correctional and Forensic Psychology
1874
PROCEDURAL JUSTICE, PERCEIVED
LEGITIMACY, AND REOFFENDING BEHAVIOR
In Police and Court Setting
MATTHIAS VAN HALL
ANJA J. E. DIRKZWAGER
PETER H. VAN DER LAAN
Netherlands Institute for the Study of Crime and Law Enforcement (NSCR)
PAUL NIEUWBEERTA
Leiden University
Despite the increasing body of procedural justice research studying individuals involved in the criminal justice system, this
strand of literature has used different approaches to measure procedural justice and legitimacy. The present study assesses the
different theoretical assumptions of these approaches across two criminal justice settings, namely, policing and courts. In addi-
tion, we examine how procedural justice stemming from interactions with police officers and judges is related to legitimacy and
reoffending behavior postrelease. Using data on adult detainees who entered Dutch pretrial detention centers, our findings sup-
port the theoretical assumptions regarding procedural justice and felt obligation to obey the law in both criminal justice settings.
Furthermore, path analyses show that perceptions of procedural justice arising from encounters with police officers and judges
are related to a higher sense of obligation to obey the law, which in turn is associated with a lower risk of reoffending.
Keywords: procedural justice; legitimacy; recidivism; police; courts; criminal justice system
In societies, criminal justice systems aim to reduce crime among those who already com-
mitted crime (i.e., aim of specific crime prevention; Von Hirsch et al., 2009). Despite all
efforts to prevent formerly detained individuals from crime, worldwide reoffending rates
after release are high (Fazel & Wolf, 2015; Yukhnenko et al., 2020). One factor that is sup-
posed to play a role in increasing compliance with laws is the way in which individuals feel
treated by criminal justice authorities. The underlying premise of procedural justice theory
AUTHORS’ NOTE: The authors declare no potential conflicts of interest with respect to the research, author-
ship, and/or publication of this article. This study was funded by an Open Competition grant of the Netherlands
Organization for Scientific Research (NOW; grant number: 406.18.RB.011). Correspondence concerning this
article should be addressed to Matthias van Hall, Netherlands Institute for the Study of Crime and Law
Enforcement (NSCR), P.O. Box 71304, 1008 BH Amsterdam, The Netherlands; e-mail: mhall@nscr.nl.
1206833CJBXXX10.1177/00938548231206833Criminal Justice and Behaviorvan Hall et al. / Procedural Justice and Reoffending Behavior
research-article2023
van Hall et al. / PROCEDURAL JUSTICE AND REOFFENDING BEHAVIOR 1875
(Tyler, 1990/2006), also referred to as the process-based model of regulation, is that indi-
viduals are more likely to comply with the law when they believe that the law and its repre-
senting authorities are legitimate and behave in ways that are perceived as fair and just.
Prior empirical research conducted among criminal justice–involved populations has
largely provided support for the hypothesized relationships among procedural justice, legit-
imacy, and compliance with laws and rules (see e.g., Baker & Gau, 2018; Kaiser & Reisig,
2019; Maguire et al., 2021; Murphy et al., 2016, van Hall et al., 2022b). However, when
examining this literature more precisely, a variety of approaches to operationalizing proce-
dural justice and legitimacy and the relationships between them can be distinguished (see
also Table 1). Moreover, much of the relevant existing research examining the assumptions
of and the relationships within procedural justice theory has been conducted in one single
criminal justice setting, whereby individuals are asked to think of recent encounters with
police officers or judges or correctional staff. Yet, no study has explored the different theo-
retical assumptions and hypotheses of the procedural justice model across distinct criminal
justice settings within one and the same study. To address this issue, the present study aims
to assess the different theoretical assumptions of procedural justice and legitimacy and to
examine the extent to which these key constructs are related to reoffending behavior after
release, both in police and in court setting.
THEORY & PRIOR RESEARCH
DETERMINANTS OF COMPLIANCE WITH THE LAW: PROCEDURAL JUSTICE AND LEGITIMACY
Procedural justice theory states that individuals are more likely to comply with author-
ities’ laws and rules when criminal justice authorities treat them in a procedurally just
manner (Tyler, 1990/2006). Authorities’ actions are considered to be procedurally fair if
the following elements are applied during contacts with individuals. First, authorities
enforce laws and rules in a neutral and unbiased manner (“neutrality”). Second, authori-
ties allow individuals to participate in the process and express their views before deci-
sions are made (“participation”). Third, authorities show that they honestly care about
people (“trustworthiness”). Fourth, authorities treat people fairly and politely (‘respect’;
Jackson et al., 2010; Tyler, 1990/2006).
According to procedural justice theory, legitimacy serves as a mediator between percep-
tions of procedural justice and behavior outcomes, such as cooperation with authorities or
compliance with laws and rules (Tyler, 1990/2006, 2003). Legitimacy can be generally
defined as beliefs that authorities’ power to govern is justified and therefore authorities pos-
sess the position to enforce laws (Jackson, 2018; Jackson et al., 2022; Oliveira et al., 2021;
Pósch et al., 2021; Tyler, 1990/2006). Applied to criminal justice settings, legitimacy
involves evaluations of individuals whether they accept implicit or explicit claims that
criminal justice authorities have power that is appropriate, just and normatively justified
and, thus, entitled to determine appropriate behavior (Hamm et al., 2017; Jackson, 2018;
Jackson & Gau, 2016).
In recent years, there has been a considerable debate in literature about how to conceptu-
alize and operationalize legitimacy (Bottoms & Tankebe, 2012; Gau, 2011; Jackson & Gau,
2016; Johnson et al., 2014; Reisig et al., 2007; Tankebe, 2013; Tyler & Jackson, 2013). In
his original works, Tyler (1990/2006, 2003) operationalized legitimacy as an overarching
construct consisting of two subconstructs: trust in authorities and perceived obligation to

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