INVESTMENT BROKERAGE FIRMS: RANKED BY 2019 TOTAL LICENSED BROKERS.

• Position: Company rankings

INVESTMENT BROKERAGE FIRMS RANKED BY 2019 TOTAL LICENSED BROKERS TOTAL TOTAL UT COMPANY PHONE ADDRESS 1 Fidelity Investments (800) 343-3548 49 N. 400 W. www.fidelity.com Salt Lake City, UT 84101 2 Morgan Stanley Wealth (801) 578-8000 60 E. South Management Temple Salt Lake morganstanley.com City, UT 84111 3 MassMutual (801) 943-6277 6330 S. 3000 E. Intermountain West Ste. 600 Salt imw.massmutual.com Lake City, UT 84121 4 Wilson-Davis & Co. (801) 532-1313 236 S. Main St. Inc. Salt Lake City, wdco.com UT 84101 5 D.A. Davidson (801) 333-3140 110 S. Regent St. dadco.com Ste. 100 Salt Lake City UT 84111 6 First Western (801) 930-6500 3165 E. Millrock Advisors Dr. Ste. 340 fwainvest.com Holladay, UT 84121 7 Cambria Capital (801) 320-9606 488 E. Winchester www.cambriacapital.com Ste. 200 Salt Lake City. UT 84107 8 American Funds and (801)466-8701 3030 S. Main St. Trust Ste. 100 Salt americanfundsandtrusts.com Lake City, UT 84115 9 Edward Jones (801) 261-0551 1100 E. 6600 S. edwardjones.com Ste. 420 Salt Lake City, UT 84081 10 RBC Wealth Management (801) 656-2900 299 S. Main St. rbcwm-usa.com Ste. 2000 Salt Lake City, UT 84111 COMPANY SENIOR OFFICER YEAR EST. 1 Fidelity Investments Mark Barlow Reed 1946 www.fidelity.com Wellman (Utah Region Co-Leaders) 2 Morgan Stanley Wealth James P Gorman 1935 Management (Chairperson/CEO) morganstanley.com 3 MassMutual Brady Murray 1893 Intermountain West (President) imw.massmutual.com 4 Wilson-Davis & Co. James C. Snow 1969 Inc. (President) wdco.com 5 D.A. Davidson Brad Thurber 1935 dadco.com Michael Forbes (Sr. VP-Financial Advisor-Co-Branch Managers) 6 First Western Gary W. Teran 1982 Advisors (President/CEO) fwainvest.com 7 Cambria Capital Joei Vanderhoof 2004 www.cambriacapital.com (President) 8 American Funds and Richard Taggart 1958 Trust (President) americanfundsandtrusts.com 9 Edward Jones Marcus E. Johnson 1922 edwardjones.com (Regional Leader) 10 RBC Wealth Management Michael Armstrong 1909 rbcwm-usa.com (CEO) COMPANY SERVICES 1 Fidelity Investments Investment management, retirement, www.fidelity.com planning, portfolio guidance, brokerage, and workplace benefits 2 Morgan Stanley Wealth Brokerage, investment banking, Management asset management to corporations, morganstanley.com governments, and individuals 3 MassMutual Asset management, retirement...