Investment brokerage firms.

PositionFinance & Professional - Statistical table

Ranked by 2012 Total Licensed Brokers

Company Phone/ Address Contact Fax 1 Fidelity Investments (800) 49 N. 400 Charlie www.Fidellty.com 343-3548 P West Lansche Fax: NA management, (Vice Salt Lake President) City, UT 84101 2 Wells Fargo Investments (866) 299 S. Main Gary Carlson www.wellstargo.com/ 579-3719 P Street (Wealth investing Fax: NA Salt Lake Brokerage City, Services UT84111 Manager) 3 Merrill Lynch Smith Inc. (801) 60 E. South Mori Paulsen www.ml.com 535-1300 P Temple, (Complex Fax: NA Ste. 200 Director) Salt Lake City. UT 84111 4 Northwestern Mutual Life (801) 111 E. Roger McQueen Insurance Co. 533-8444 P Broadway (Managing www.nmfn.com Fax: NA Street, Partner) Ste. 1400 Salt Lake City, UT 84111 5 Ed ward Jones (888) 3945 S. Marcus E. www.edwardjones.com 255-3765 P Wasatch Johnson (888) Blvd. (Regional 288-3214 F Salt Lake Leader) City, UT 84124 6 Wilson-Davis & Co. Inc. (801) 236 S. Main James C. Snow www.wdco.com 532-1313 P Street (President) (801) Salt Lake 578-5823 F City. UT 84101 7 First Western Advisors (801) 6440 S. Gary W. Teran www.fwainvest.com 930-6500 P Millrock (President/ (801) Drive, Ste. CEO) 930-6501 F 150 Holladay. UT 84121 8 RBC Wealth Management (801) 299 S. Main Todd N. Adams www.rbcwm-usa.com 656-2900 P Street, (Branch (801) Ste. 2000 Manager) 656-2900 F Salt Lake City, UT 84111 9 American Funds and Trust (801) 3030 S. Richard www. 466-8701 P Main Taggart americanfundsandtrusts (801) Street, (President) .com 466-8780 F Ste. 100 Salt Lake City, UT84115 10 D.A. Davidson & Co. (801) 7730 Union Michael C. www.dadco.com 304-8260 P Park Ave., Forbes (Sr. (801) Ste. 220 Vice 304-8261 F Midvale, UT President) 84047 Company Year Services Total UT Est. Offices 1 Fidelity Investments 1946 Investment 4 www.Fidellty.com retirement planning, portfolio guidance, brokerage benefits outsourcing and other services 2 Wells Fargo Investments 1852 Asset 31 www.wellstargo.com/ management, investing estate planning & Irusls. mutual funds, retirement planning, education funding and investment products 3 Merrill Lynch Smith Inc. 1915 Wealth 6 www.ml.com management, securities trading and sales, corporate finance and Investment banking services 4 Northwestern Mutual Life 1857 Life insurance, 5 Insurance Co. mutual funds. www.nmfn.com cash management, elc. 5 Ed ward Jones 1871 Mutual Iunds, 68...

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