Federal Courts and Jurisdictions

AuthorJeffrey Wilson
Pages387-393

Page 387

Background

Article III of the United States Constitution establishes the judicial power of the federal government. Under the Constitution, the authority of the federal judiciary extends only to certain "cases" and "controversies," which are identified by either the nature of the suit or the parties involved. The Constitution establishes the Supreme Court of the United States and permits Congress to establish "inferior" federal courts. The federal judiciary currently consists of the Supreme Court, courts of appeals in 12 regional judicial circuits, two intermediate appellate courts with special power to hear cases originating nationwide, a total of 94 judicial districts throughout the 50 states that contain at least one federal district court and one bankruptcy court, territorial courts that function as district courts in several territories, and specialized tribunals that have been established by Congress pursuant to power provided in Article I of the Constitution. The district courts serve as the trial courts in the federal system, while the courts of appeals serve as intermediate appellate courts.

The power or authority of a court to hear and decide a case or controversy is called the jurisdiction of the court. Jurisdiction may be divided into two broad categories: subject-matter jurisdiction and personal jurisdiction. Subject-matter jurisdiction refers to the authority of a court to hear a certain type of case, while personal jurisdiction refers to the power with which a court may bind an individual party. Most cases and controversies that can be heard by the federal judiciary consist of the following:

Cases governed by federal law, such as the federal Constitution, federal statutory provisions, or federal regulations (federal question jurisdiction)

Suits between citizens of different states (diversity jurisdiction)

Suits between a citizen of a state and a citizen of a foreign country

Admiralty and maritime cases

Suits in which the United States is a party

Suits between two states

The United States operates with a dual system of courts: the federal judiciary and the judicial systems of the states. If a party brings an action in a state

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court, but a federal court has jurisdiction to hear the case, the defendant may choose to "remove" the case to the federal court, subject to several limitations set forth in Title 28 of the United States Code. The defendant is not obligated to remove such a case, and questions about whether removal is proper in a particular case are often subjects of controversy in federal courts. In a case where a federal court permits a state court case to be removed but later determines that removal was improper, the federal court will remand the case to the state court.

Structure and Power of the Federal Courts

Pursuant to its Constitutional power, Congress has established inferior courts in the federal judiciary at the intermediate appellate and trial court levels. Courts that have been established under Article III of the Constitution, including the Supreme Court of the United States, United States Courts of Appeals, and United States District Courts, are called constitutional, or Article III, courts. Congress, pursuant to powers granted in Article I, may also establish legislative, or Article I, courts. These courts are designed to carry out specific legislative directives. Examples of such courts are the United States Court of Federal Claims and the United States Tax Court.

Supreme Court of the United States

The Supreme Court of the United States consists of the chief justice of the United States and, since 1869, eight associate justices. The number of justices varied during the first 80 years of the country's history, beginning with five justices in 1798 and growing to as many as ten in 1863. Congress retains authority under the Constitution to establish the number of associate justices. The president of the United States nominates Supreme Court justice candidates, and appointments are made "with the advice and consent of the Senate." Under Article III of the Constitution, United States Supreme Court justices have lifetime tenure in their positions "during time of good Behaviour." Lifetime tenure is also true of the judges in the lower constitutional courts of the federal system. The chief justice presides over the Supreme Court and also holds leadership roles on the Judicial Conference of the United States, the Administrative Office of the United States, and the Federal Judicial Center.

In the vast majority of Supreme Court decisions, the Court exercises its appellate jurisdiction. The Court may assert original jurisdiction (that is, decide a case from beginning to end) if the case involves states or a state and the federal government. These types of cases are seldom filed with the Court. In exercising its appellate jurisdiction, the Court can hear cases appealed from both lower federal courts and state supreme courts if a case involves an issue of federal law. With respect to cases originating in state court, parties must exhaust their possibilities in the state court system before the Supreme Court will consider hearing a case.

The Supreme Court is not required to hear most requests for appeals. The decision of the Supreme Court to hear an appeal is discretionary in almost all cases today. Unless an appeal is mandatory, which is very rare, a party who wishes for the Supreme Court to hear an appeal must file a writ of certiorari, which requests that the Court review the decision of a lower court. The Court denies writs of certiorari in the vast majority of cases. The Court today grants appeals in only about one percent of the cases filed before it each year. If the Court refuses an appeal, it permits the lower court's decision to stand but does not have any other significant meaning (for example, it is not an affirmance of the lower court's opinion).

Many of the Supreme Court's decisions involve interpretation of the Constitution. The Court established itself as the primary authority to interpret the Constitution in the famous case of Marbury v. Madison in 1803. As the primary interpreter, the Court may invalidate an act of...

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