Employee Discipline

AuthorMarcia Anderson
Pages245-248

Page 245

Discipline refers to the actions imposed by an organization on its employees for failure to follow the organization's rules, standards, or policies. Traditional approaches to discipline, based on punishment, are known to promote adversarial relationships between leaders and followers. A more effective approach now being used by many companies recognizes good performance and encourages employee commitment to the organization and its goals. Once employees see the discrepancy between actual and expected performance, the burden is on the employee to change. Even with more positive approaches to discipline, organizations still need to have some form of disciplinary procedure, whether formal or informal, that carries successively stiffer penalties for repeated or more serious offenses.

ESTABLISHING AND COMMUNICATING WORK RULES

A first step in the disciplinary procedure is to establish work rules that are in line with the organization's goals or objectives. These work rules become the basis for disciplinary actions when the rules are broken. They are generally established jointly by management, the organization's human resources unit, and employees, who should have an opportunity for input to ensure that rules are fair and can reasonably be followed. Work rules are directly related to work behavior and productivity. Employees who continually violate the rules are candidates for a disciplinary procedure.

Employees must know the rules that have been established. Even though employees might have had input in the development of the rules, it is the employer who creates the final version. The organization's work rules should be presented in a printed format, and each employee should be given a copy. This is usually accomplished in the form of an employee handbook. The handbook may have other information, but the work rules are a critical part of it.

Page 246

In some organizations, these work rules are discussed at meetings, seminars, or training sessions. Employees with long tenure in the organization typically review the rules periodically. Work rules should be reviewed from time to time and, if necessary, revised. If an organization makes major changes in the way it operates because of new equipment, expansion or contraction, or new ownership, it will need to revise its work rules accordingly. Small companies with only a few employees also need to have written work rules. Such companies may not have an employee handbook, but it is still wise for the rules to be written and presented to each employee. Additionally, these rules may be posted in a spot where all employees can read them easily.

EVALUATING EMPLOYEES

In the employee evaluation process, either formal or informal, behaviors requiring disciplinary actions are often revealed. Informal evaluation might occur at all times as supervisors monitor employees. Formal evaluations of each employee should be completed regularly so that deficiencies can be discovered and discussed with the employee. When employees violate work rules, a change of behavior is sought. Although small companies with only a few employees may not use a formal written evaluation, it is still important that employees be evaluated regularly. Small companies may find it easier to take corrective actions than large companies because of the closeness of the supervisor to each of the work situations. In contrast, a supervisor in a large organization might be responsible for from fifty to one...

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