Chapter 8 - CHAPTER 8 UNORTHODOX SECURITIES TRANSACTIONS

• Jurisdiction: Colorado

Chapter 8 UNORTHODOX SECURITIES TRANSACTIONS

SYNOPSIS

§ 8.1 UNORTHODOX SECURITIES TRANSACTIONS

§ 8.2 MERGERS

§ 8.3 RECLASSIFICATIONS

§ 8.4 SPIN-OFFS

§ 8.5 PARTNERSHIP "ROLL-UPS"

§ 8.6 SHELF REGISTRATIONS

§ 8.6.1—Issuer Requirements For The Use Of Form S-3

§ 8.6.2—Shelf Registration For Selling Security Holders (Rule 415(a)(1)(i))

§ 8.6.3—Shelf Registration For A Cash Offering (Rule 415(a)(1)(x))

§ 8.6.4—Shelf Registration For Acquisitions (Rule 415(a)(1)(viii))

§ 8.7 "PIGGY-BACK" REGISTRATION RIGHTS

§ 8.8 EMPLOYEE BENEFIT PLAN TRANSACTIONS

§ 8.8.1—Do They Involve The Offer Or Sale Of A Security?

§ 8.8.2—Registration On Form S-8

§ 8.9 STOCK BONUSES

§ 8.10 FORECLOSURE SALES

§ 8.10.1—Foreclosure Sales In Stock Of A Privately Held Company

§ 8.10.2—Foreclosure Sales In Stock Of A...