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- Chapter 16 Litigation Under the Securities Exchange Act of 1934
Chapter 16 - § 16.1 • GENERAL
| Jurisdiction | Colorado |
The jurisdictional requirements of the 1934 Act are the same as those for the 1933 Act, except that the federal courts have exclusive jurisdiction over violations of the 1934 Act.1
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Notes:
[1] 1934 Act §27.
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Request your trial- Securities Law Deskbook: For Business Lawyers; Public Accountants; and Corporate Management (CBA)
- Chapter 16 Litigation Under the Securities Exchange Act of 1934
- Chapter 16 - CHAPTER 16 LITIGATION UNDER THE SECURITIES EXCHANGE ACT OF 1934
- Chapter 16 - § 16.1 • GENERAL
- Chapter 16 - § 16.2 • MANIPULATION UNDER § 9(e)
- Chapter 16 - § 16.3 • GENERAL LIABILITY PROVISIONS OF § 10
- Chapter 16 - § 16.4 • ELEMENTS OF RULE 10B-5
- Chapter 16 - § 16.6 • BURDEN OF PROOF
- Chapter 16 - § 16.7 • DAMAGES UNDER RULE 10b-5
- Chapter 16 - § 16.8 •CONTRIBUTION
- Chapter 16 - § 16.9 • DEFENSES TO CLAIMS UNDER RULE 10b-5
- Chapter 16 - § 16.10 • STATUTE OF LIMITATIONS
- Chapter 16 - § 16.11 • AIDING AND ABETTING LIABILITY UNDER RULE 10b-5
- Chapter 16 - § 16.12 • ATTORNEY LIABILITY UNDER RULE 10b-5
- Chapter 16 - § 16.13 • CASES IMPOSING LIABILITY UNDER RULE 10b-5
- Chapter 16 - § 16.14 • STATUTORY DAMAGES — ITSA AND ITSFEA
- Chapter 16 - § 16.15 • THE FRAUD-ON-THE-MARKET THEORY
- Chapter 16 - § 16.16 • FREEZE-OUT MERGERS, § 13(e)
- Chapter 16 - § 16.17 • TENDER OFFER REGULATION AND RISK OF LIABILITY
- Chapter 16 - § 16.18 •SECTION 16(b)
- Chapter 16 - § 16.19 • PRIVATE RIGHTS OF ACTION UNDER THE RULES OF SELF-REGULATORY ORGANIZATIONS
- Chapter 16 - § 16.20 • PRIVATE ACTIONS VERSUS THE SEC'S CIVIL ENFORCEMENT PROCEEDINGS
- Chapter 16 - § 16.21 • RACKETEER INFLUENCED AND CORRUPT ORGANIZATIONS ACT (RICO)
- Chapter 16 - § 16.22 • FINRA DISCIPLINARY ACTIONS
- Chapter 16 - § 16.23 • ACTIONS AGAINST FINRA (FORMERLY THE NASD)
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