Chapter 14 - § 14.2 • SCOPE OF NEPA

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§ 14.2 • SCOPE OF NEPA

NEPA applies to "agencies of the Federal government."24 A federal agency's statutory obligation to comply with NEPA is triggered by: (1) "proposals" for (2) "major Federal actions" (3) "significantly" (4) "affecting" (5) "the quality of the human environment."25 If each element is present, an agency must prepare an EIS. An agency may prepare an EA and finding of no significant impact or, if applicable, rely upon a categorical exclusion for actions that do not significantly affect the environment.26 The CEQ has defined each term in its regulations.

§ 14.2.1—Proposal

A "proposal" exists "when an agency subject to the Act has a goal and is actively preparing to make a decision on one or more alternative means of accomplishing that goal and the effects can be meaningfully evaluated."27 A speculative or hypothetical plan does not amount to a "proposal" sufficient to trigger NEPA.28 Proposals, or parts of proposals, that are in effect a single course of action shall be evaluated together in a single NEPA document.29

§ 14.2.2—Major Federal Action

The CEQ regulations define "major Federal action" to include "actions with effects that may be major and which are potentially subject to Federal control and responsibility."30 The "failure to act" can be "major Federal action."31 Major Federal action is addressed further in § 14.3.

§ 14.2.3—Significantly

The CEQ has promulgated an extensive definition of the term "significantly" for agencies to use in determining whether an action will significantly affect the environment.32 That definition assesses the environmental significance of an action based on a number of factors concerning context and intensity, including the degree to which the effects are beneficial, highly controversial,33 uncertain, unknown, precedent setting, related to other actions, or of potential adverse effect to endangered or threatened species.34

§ 14.2.4—Effects

"Effects" and "impacts" are synonyms in the CEQ regulations. There are three kinds of effects under NEPA: direct effects, indirect effects, and cumulative effects.35

Direct effects are "caused by the action and occur at the same time and place."36 Indirect effects "are caused by the action and are later in time or farther removed in distance, but are still reasonably foreseeable."37 Cumulative effects are the effects on the environment that result "from the incremental impact of the action when added to other past, present, and reasonably foreseeable future actions."38 Cumulative effects include actions by other federal or non-federal agencies or people, including actions that themselves do not directly

trigger NEPA.39

The difference between direct, indirect, and cumulative effects is illustrated by considering a proposal to dam a river. The direct effects of the dam include its physical presence on the riverbed, and the reservoir of water it creates. The indirect effects of the dam include the effect...

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