CHAPTER § 11.04 Conclusion and Recommendations

• Jurisdiction: United States

§ 11.04 Conclusion and Recommendations

Unfortunately, there is no fail-safe talisman against the threat of securities litigation. So long as markets rise and fall, there will be plaintiffs suing to recover their trading losses by alleging, with the benefit of hindsight, that adverse information should have been disclosed earlier. But liability risks under the federal securities laws can be ameliorated, such that when and if securities litigation strikes, a company may weather the litigation with as little cost and distraction as possible. The...