Appendix A: New Criminal Off enses Promulgated by the Wall Street Reform and Consumer Protection Act of 2010

AuthorMiriam Weismann
Pages159-162
159
APPENDIX A
NEW CRIMINAL OFFENSES
PROMULGATED BY THE
WALL STREET REFORM
AND CONSUMER
PROTECTION ACT OF 2010
Excerpts from:
Criminal Provisions in the Dodd-Frank Wall Street Reform & Consumer Protec-
tion Act
Source: http://www.fed-soc.org/doclib/20101210_NFIPCrimProvisionDodd Frank.pdf
Disclosures: Section 202(a)(1)(C)[3]. Criminalizes Disclosures of Treasury Determi-
nations or the pendency of court proceed ings (Petitions of Orderly Liquidations).
Index ing of Swap t ransac tions: Sec tion (a)()[]. Also, Sections , , , ,
, and . Makes it a criminal of fense for any person, other than an elig ible con-
tract part icipant, to enter into a swap unless the swap is entered into on, or subject to
the rules of, a board of trade desig nated as a contract market under section .”
Swaps, Segregations and Bankruptcy Treatment: Section (a)[]. Criminal-
izes accepting a ny money, securities, propert y or extending credit i n lieu of money
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