Annual report of AICPA disciplinary activity.

PositionAmerican Institute of Certified Public Accountants, 2002

January 1--December 31, 2002

The following is a statistical report of the disciplinary activity of the AICPA, including cases investigated by the Professional Ethics Division, cases handled by the Joint Trial Board Division and actions taken under the automatic suspension/expulsion provisions of the AICPA bylaws. The AICPA and state CPA societies participate in the Joint Ethics Enforcement Program. This report includes investigations conducted by state CPA societies resulting in findings of ethics code violations and cases referred to the Joint Trial Board by state societies.

Total cases at beginning of period (including 146 668 deferred due to pending litigation) Cases opened during period 337 Cases completed during period (253) Total cases at end of period (including 148 752 deferred due to pending litigation) Summary of Disposition of Completed Cases * Expelled or Suspended 75 Admonished 2 Corrective Action Required 71 No Violation/Dismissed 75 No Further Action 22 Subsequent Monitoring Completed...

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