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Insider Trading: Law and Developments

  • Index
  • The Perils of Pillow Talk George C. Harris
  • Elements of Insider Trading George C. Harris
  • Acknowledgments
  • Insider Trading Laws and Employee Stock Compensation Randall J. Fons and James J. Beha II
  • Recent Enforcement Highlights Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline
  • Broker-Dealer and Investment Adviser Violations, Compliance, and Supervision Daniel A. Nathan and Kelly A. Howes
  • Statutory Framework for Insider Trading Randall J. Fons
  • Compliance Programs: How to Prevent Insider Trading Violations Daniel A. Nathan
  • A Brief History of Insider Trading Law Carl H. Loewenson, Jr. and Andreea Vasiliu
  • Benefits of Cooperation Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi
  • The Securities and Exchange Commission's Shift to Administrative Proceedings Kayvan B. Sadeghi and Justin D. Hoogs
  • Whistleblower Provisions Randall J. Fons
  • Insider Trading Enforcement Daniel A. Nathan
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