Insider Trading: Law and Developments

Index

• Statutory Framework for Insider Trading Randall J. Fons
• Elements of Insider Trading George C. Harris
• A Brief History of Insider Trading Law Carl H. Loewenson, Jr. and Andreea Vasiliu
• Insider Trading Enforcement Daniel A. Nathan
• Recent Enforcement Highlights Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline
• Benefits of Cooperation Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi
• The Securities and Exchange Commission's Shift to Administrative Proceedings Kayvan B. Sadeghi and Justin D. Hoogs
• The Perils of Pillow Talk George C. Harris
• Broker-Dealer and Investment Adviser Violations, Compliance, and Supervision Daniel A. Nathan and Kelly A. Howes
• Whistleblower Provisions Randall J. Fons
• Compliance Programs: How to Prevent Insider Trading Violations Daniel A. Nathan
• Insider Trading Laws and Employee Stock Compensation Randall J. Fons and James J. Beha II
• Index
• Acknowledgments